-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JaxkWxxl/ipzoZbBxGM77kIBkGrEO8QbJrotrCqipMjrgXLyY2oDwDJMO1Kk5T8d dnIFsd/YluTYw+lauUtzZQ== 0001170820-02-000007.txt : 20020416 0001170820-02-000007.hdr.sgml : 20020416 ACCESSION NUMBER: 0001170820-02-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHAMPPS ENTERTAINMENT INC/ MA CENTRAL INDEX KEY: 0001040328 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 043370491 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51865 FILM NUMBER: 02606236 BUSINESS ADDRESS: STREET 1: 5619 DTC PARKWAY STREET 2: SUITE 1000 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 3038041333 MAIL ADDRESS: STREET 1: 5619 DTC PARKWAY STREET 2: SUITE 1000 CITY: ENGLEWOOD STATE: CO ZIP: 80111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAUMHAUER WILLIAM H CENTRAL INDEX KEY: 0001170820 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 790 INTERNATIONAL ISLE DR CITY: CASTLE ROCK STATE: CO ZIP: 80104 BUSINESS PHONE: 3036600446 MAIL ADDRESS: STREET 1: 790 INTERNATIONAL ISLE DR CITY: CASTLE ROCK STATE: CO ZIP: 80104 SC 13G/A 1 baumhauer13ga.txt WILLIAM H. BAUMHAUER 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ___)* CHAMPPS ENTERTAINMENT, INC. (Name of Issuer) Common Stock, Par Value $.01 Per Share (Title of Class of Securities) 158787101 (CUSIP Number) October 25, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of the cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 158787101 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). William H. Baumhauer - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions). Not applicable. (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power: 1,196,073 Shares Beneficially 6. Shared Voting Power: None Owned by Each Reporting 7. Sole Dispositive Power: 1,196,073 Person With: 8. Shared Dispositive Power: None - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,196,073 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) / / Not applicable. - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 9.08% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. SCHEDULE 13G/A Information Statement Pursuant to Rules 13d-1 and 13d-2 ITEM 1. (a) Name of Issuer: Champps Entertainment, Inc. (b) Address of Issuer's Principal Executive Offices: 5619 DTC Parkway, Suite 1000 Englewood, CO 80111 ITEM 2. (a) Name of Person Filing: William H. Baumhauer (b) Address of Principal Business Office or, if none, Residence: 5619 DTC Parkway, Suite 1000 Englewood, CO 80111 (c) Citizenship: United States of America (d) Title of Class of Securities: Common Stock par value $.01 per share (e) CUSIP Number: 158787101 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13D-1(b) OR 240.13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable. (a) / / Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) / / Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) / / Insurance company as defined in section 3(a)(9) of the Act (15 U.S.C. 78c). (d) / / Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) / / An investment adviser in accordance with Section 240.13d-1(b)(1) (ii)(E). (f) / / An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). (g) / / A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G). (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) / / A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,196,073 (b) Percent of class: 9.08% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1,196,073 (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 1,196,073 (iv) Shared power to dispose or to direct the disposition of: None ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION (a) The following certification shall be included if the statement is filed pursuant to Section 240.13d-1(b): Not applicable. (b) The following certification shall be included if the statement is filed pursuant to Section 240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 9, 2002 ------------------------------------------- Date /s/ William H. Baumhauer ------------------------------------------- Signature William H. Baumhauer / Chairman ------------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----